In Standoff With Advisors, This BD Isn’t Blinking
UBS advisors hoping the firm might soften its 2025 compensation changes just got their answer—and it’s a firm no. CFO Todd Tuckner made it clear in
June 11, 2025
No “Perfect” Time to Move, But 2025 Stands Out for Advisor Transitions
2025 is shaping up to be an especially promising year for financial advisors considering a move to a new firm. Industry veterans will tell you
June 6, 2025
Is Your Disclosure A Deal-Breaker?
When financial advisors think about making a move, one concern that stops the conversation before it starts is this: “I’ve got a disclosure on my
June 3, 2025
LPL Thinks Its Pitch Is Perfect For More And More Advisors
LPL Financial is turning up the volume—on both its branding and its competitive messaging. Speaking at the Bernstein Strategic Decisions Conference, LPL’s head of business
May 30, 2025
Raymond James Jumps Into the AI Space Race
Another Sign That Wider Advisor Adoption May Be on the Horizon Raymond James has officially entered the AI arms race—partnering with Zoom to roll out
May 15, 2025
What the LPL vs. Ameriprise Legal Truce Means for Advisors
If you’ve ever felt like collateral damage in a corporate legal war, you’re not alone — just ask the 30 independent advisors recently swept into
May 13, 2025
