Prepping Your Practice for the Big Sale  Getting Your House in Order The Power of a Practice Valuation After coming off another record-breaking year in

Understanding & Looking Beyond the Offer Keeping It Under Wraps – Mums the Word The Critical Role of the Broker Protocol Making a move to

Heightened Enforcement of Regulation Best Interest Where Your BD Stands on Policies & Procedures  SEC’s Low Hanging Fruit and Beyond  It’s time to start preparing

The Power of Team Practices Bringing Higher Value to Clients Succession Within a Team Approach  In the ever-changing financial industry landscape, broker-dealers are constantly finding

Omicron’s Effect Preparing for the New Year Re-evaluating Your Firm 2021 is finally in the rearview mirror, and, after another tumultuous year, it’s time to

The Need for Robust Technology The Effect of the Omicron Variant The Importance of a Trustworthy B-D Most of us thought that, by this point,