Transitions Aren’t What They Used To Be…They’re Better!

We’ve all heard of the headaches that are often associated with transitioning to a new broker- dealer — the pains of repapering, the long transition time commitment, the risk of compliance issues rising and the worst, client attrition. It’s enough to keep you from making the move you’ve always dreamed of or make you seriously consider other options. News flash… that was yesterday, and today, those limitations aren’t holding advisors like you back. Bottom line – transitions aren’t what they used to be. 

The process of transitioning to a new broker-dealer has been rapidly evolving over the past decade, and it’s being driven by digital. In fact, it’s even changed significantly over the course of the last year. So, it’s time to throw away your preconceived notions on switching broker-dealers, open your eyes to opportunity and get in the game.

So, what’s so different about transitions today?

  • Digital automation is streamlining tasks. Many broker-dealers have adopted systems to help advisors collect the information that’s allowable via the Broker Protocol, effectively taking away some of the risk that comes with making a switch. 
  • It’s not just fast – it’s super-fast and personalized. Just imagine, after a Friday afternoon move, advisors can expect an overnight package on their doors by Saturday morning containing all the documents that require their signature. 
  • No more juggling, just check your dashboard. One of the biggest differences about transitioning today is the advisor’s ability to track everything. Powerful online dashboards now display the progress, percentage of accounts opened or moved and where each client is in the transfer process. 

3xEquity can secure you multiple offers from the top national and regional broker-dealers, all while you stay 100% anonymous. From there we work with you to streamline the entire process, with a goal of helping you find your best fit (and getting the biggest transition package possible).

Visit 3xEquity.com to learn just how easy transitioning can be with the 3xEquity team on your side. 

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It’s one of the most important—and personal—questions a financial advisor can ask. Whether it’s frustrations with admin fees, limited platform flexibility, or just a gut feeling that you’ve outgrown your current firm, the decision to move shouldn’t be rushed. The right time to leave isn’t just about market timing—it’s about life timing.

If you’re weighing your options, we recommend this quick read: The Best Time for a Move—a blog and podcast episode that walks through key signals it may be time to explore a transition.

There’s no one-size-fits-all answer. Going independent offers more control, higher payouts, and brand autonomy—but with added responsibilities. Wirehouses provide built-in infrastructure, brand recognition, and turnkey support—but often come with more restrictions and fees.

The real question is: Which model makes the most sense for your business goals and lifestyle?

To make a confident decision, you need to understand the economics behind both paths. Start by securing transition offers from top firms—independent and wirehouse—so you can compare side-by-side.

Get Your Offers in Hand

Our services are 100% free to financial advisors. We don’t charge you a dime. If you decide to make a move, the new firm pays us a finder’s fee—similar to a recruiter. But unlike recruiters, we’re not tied to any one firm, so we work to find your best fit, not theirs.

Want the full breakdown? Check out our blog post: How We Get Paid

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Transition packages from top regional and national broker-dealers like LPL, Ameriprise, Wells Fargo, RBC, Cetera, Dynasty, UBS, and more.